Admisiones por Cortesía del Tribunal Supremo 2021

Inicio / Tribunal Supremo / Admisiones por Cortesía del Tribunal Supremo / Admisiones por Cortesía del Tribunal Supremo 2021

Septiembre

NOMBRE
DEL ABOGADO
NÚMERO DEL CASO PARTES NÚMERO DE
SOLICITUD
FECHA DE LA RESOLUCIÓN

Peter Sean Fruin

FINRA 19-01819

Zulma T. Sosa-Ortiz v. UBS Financial Services, Inc.

MC-2021-97

15  de septiembre de 2021

Richard Jon Davis

FINRA 19-01819

Zulma T. Sosa-Ortiz v. UBS Financial Services, Inc.

MC-2021-96

15 de septiembre de 2021

Peter James Mougey

FINRA 21-00687

Quintin Rivera Segarra, Enid Torres and Quality & Reliable Services, Inc. v. UBS PR and Santander Securities

MC-2021-95

15 de sepiembre de 2021

FINRA 21-00756

Orlando Sandoval Muñiz, Ginette M. Ruiz Otero, Camelia Sandoval Bou and Manuel E. Sandoval Otero v. UBS PR and Popular Securities

FINRA 21-00864

Adalberto Piñeiro Rodríguez v. Oriental Financial Services

FINRA 21-01085

Fideicomiso Familia López Dávila UAD 08/31/11 Miguel A. Orobitg v.  Santander Securities

FINRA 21-01265

Dennisse López Ortiz y. Oriental Financial Services

Michael C. Bixby

FINRA 21-00687

Quintin Rivera Segarra, Enid Torres and Quality & Reliable Services, Inc. v. UBS PR and Santander Securities

MC-2021-94

15 de septiembre de 2021

FINRA 21-00756

Orlando Sandoval Muñiz, Ginette M. Ruiz Otero, Camelia Sandoval Bou and Manuel E. Sandoval Otero v. UBS PR and Popular Securities

FINRA 21-00864

Adalberto Piñeiro Rodríguez v. Oriental Financial Services

FINRA 21-01085

Fideicomiso Familia López Dávila UAD 08/31/11 Miguel A. Orobitg v. Santander Securities

FINRA 21-01265

Dennisse López Ortiz v. Oriental Financial Services,

Jorge Mentor Altamirano

FINRA 19-00040

Radames Ruiz Vélez v. Oriental Financial Services Corp. and OFS Securities, Inc. f/k/a BBVA Securities of Puerto Rico, Inc.

MC-2021-84

15 de septiembre de 2021

Alvaro Rodrigo Mon Cureno

SJ2019CV07932

National Public Finance Guarantee Corporation and MBIA Insurance Corporation v. UBS Financial Services, Inc.; UBS Securities LLC; Citigroup Global Markets Inc.; J.P. Morgan Securities LLC; Morgan Stanley & Co. LLC; Merrill Lynch, Pierce, Fenner & Smith Inc.; RBC Capital Markets LLC; and Santander Securities LLC

MC-2021-92

8 de septiembre de 2021

Jacob Daniel Fields

Arbitraje privado

EcoEléctrica, L.P. v. MAPFRE PRAICO Insurance Company

MC-2021-90

8 de septiembre de 2021

David Philip Whittlesey

Arbitraje privado

EcoEléctrica, L.P. v. MAPFRE PRAICO Insurance Company

MC-2021-89

8 de septiembre de 2021

Agosto

NOMBRE
DEL ABOGADO
NÚMERO DEL CASO PARTES NÚMERO DE
SOLICITUD
FECHA DE LA RESOLUCIÓN

Andrew W. Sidman

FINRA  18-02547

Walter Martínez Individually and for his Premier Trust and his IRA v. UBS Financial Services, Inc.

MC-2021-93

26 de agosto de 2021

Andrew Gale Sokol

FINRA 21-00804

Mayagüez Economic Development, Inc. v. UnionBanc Investment Services, LLC and LPL Financial LLC

MC-2021-87

17 de agosto de 2021

Tariq Mahmood Naeem

SJ2018CV07264

Government of Puerto Rico; Johnson & Johnson; Janssen Pharmaceutical, Inc.; Ortho-McNeil-Janssen Pharmaceutical, Inc. n/k/a Janssen Pharmaceutical, Inc.; Janssen Ortho, LLC a/k/a Manufactura Productos; Jane Does 1- 10

MC-2021-78

17 de agosto de 2021

Peter Neiman

FINRA  21-00804

Mayagüez Economic Development, Inc. v. UnionBanc Investment Services, LLC and LPL Financial LLC

MC-2021-86

17 de agosto de 2021

Jeffrey Erez

FINRA 21-00804

Mayagüez Economic Development, Inc. v. Unionbanc Investment Services, LLC and LPL Financial LLC

MC-2021-88

13 de agosto de 2021

Richard Jon Davis

FINRA 19-02530

José Carlos Agrelot Pena, individually, as Trustee for Fideicomiso Andrés José Agrelot Rivera as Trustee for Fideicomiso Gabriel Jose Agrelot Rivera, and as  Tenants in common with Carmen Myriam Rivera Negron, Carmen Myriam Rivera Negron, individually, and ERTEC PSC Environmental Consultants v. UBS Financial Services, Inc.

MC-2021-83

13 de agosto de 2021

Julio

NOMBRE
DEL ABOGADO
NÚMERO DEL CASO PARTES NÚMERO DE
SOLICITUD
FECHA DE LA RESOLUCIÓN

Lance William Waters

FINRA  21-01009

Pedro Pina Melendez v. UBS Financial Services, Inc. and UBS Financial Services Incorporated of Puerto Rico

MC-2021-79

20 de julio de 2021

Siobhan Catherine Atkins

SJ2019CV07932

National Public Finance Guarantee Corporation v. UBS Financial Services et al.

MC-2021-75

01 de julio de 2021

Melissa Rose Heidelberg SJ2019CV09623. College Park Condominium v. Triple-S Propiedad, Inc. MC-2021-81 13 de julio de 2021
Kathleen Shields O’Beirne SJ2019CV09623 College Park Condominium v. Triple-S Propiedad, Inc. MC-2021-80 13 de julio de 2021
Dominick F. Evangelista FINRA 19-00046 Jorge Calderón Drowett v. Merrill Lynch, Pierce, Fenner & Smith Incorporated, MC-2021-73 8 de julio de 2021
FINRA 19-00237 Lcdo. Roberto R. Muñoz Arill and Laura R. Ayoroa, as Tenants in Common v. Merrill Lynch, Pierce, Fenner & Smith Incorporated
FINRA 19-01562 The Estate of Wilson Del Toro and Carmen L. Del Toro v. Merrill Lynch, Pierce, Fenner & Smith Inc.,
FINRA 19-02128 Juan Suárez -Álamo and Lisette N. Nevares-Tubens v. Merrill Lynch, Pierce, Fenner & Smith Incorporated
FINRA 19-02744 Luis José Cuerda, Sara Pérez de Cuerda and Tomás Cuerda, Inc. v. Merrill Lynch, Pierce, Fenner & Smith Incorporated
FINRA 19-02644 Rafael Reyes Cuerda and Lizette de Lourdes Reyes Cuerda v. Merrill Lynch, Pierce, Fenner & Smith Incorporated
FINRA 19-02891 Carlos R. Santana Lugo and Amalia Colón De Santana TIC v. Merrill Lynch, Pierce, Fenner & Smith Incorporated
FINRA 19-03277 Gladys Torres -Vega v. Merrill Lynch, Pierce, Fenner & Smith, Inc.
FINRA 20-01774 The Estate of Lester Toro Lucchetti & Sylvia C. Toro v. Merrill Lynch, Pierce, Fenner & Smith, Inc.
William Scot Grecco FINRA 19-03150 The Estate of Enrique Santiago, Edgardo Santiago Aponte & Distribuidora Santiago v. Popular Securities LLC MC-2021-74 7 de julio de 2021
Daniel A. Rubens SJ2019CV07932 National Public Finance Guarantee Corp. et al. v. UBS Financial Services et al. MC-2021-77 2 de julio de 2021
Richard A. Jacobsen SJ2019CV07932 National Public Finance Guarantee Corp. et al. v. UBS Financial Services et al. MC-2021-76 2 de julio de 2021

Junio

NOMBRE
DEL ABOGADO
NÚMERO DEL CASO PARTES NÚMERO DE
SOLICITUD
FECHA DE LA RESOLUCIÓN
Frederick Curtis Baker SJ2018CV07264 Government of Puerto Rico; Johnson & Johnson; Janssen Pharmaceuticals, Inc.; Ortho-McNeil-Janssen Pharmaceuticals, Inc., n/k/a Janssen Pharmaceutica, Inc., n/k/a; Janssen Pharmaceuticals, Inc.; Janssen Ortho, LLC a/k/a Manufactura Productos; Jane Does 1- 10 MC-2021-72 21 de junio de 2021
Jennifer M. Selendy SJ2019CV07932 National Public Finance Guarantee Corporation and MBIA Insurance Corporation v. UBS Financial Services, Inc.; UBS Securities LLC; Citigroup Global Markets Inc.; J.P. Morgan Securities LLC; Morgan Stanley & Co. LLC; Merrill Lynch, Pierce, Fenner & Smith, Inc.; RBS Capital Markets LLC; and Santander Securities LLC MC-2021-70 30 de junio de 2021
  FINRA 19-00458 Carlos Fernandez Ferrer, individually and for his Retirement Plan, Maria Gutierrez Segarra, for her Retirement Plan, and CYM Holdings, LLC v. UBS Financial Services, Inc. MC-2021-67 18 de junio de 2021
FINRA 19-01614 Camille H. Feliciano v. UBS Financial Services, Inc.
FINRA 19-01712 Alberto Ferra Geyls and Carmen C. Ramos Medina, as Tenants in Common v. UBS Financial Services, Inc.
FINRA 19-01701 Lauristela Ortiz Berrois v. UBS Financial Services, Inc.
FINRA 19-01931 The Estate of Francso Arroyo, for his IRA and as Tennants in Common with Iris M. Monrouzeau Bonilla, and Iris M. Monrouzeau Bonilla for her IRA v. UBS Financial Services, Inc.
FINRA 19-02454 Validation & Engineering Group, Ind., a/k/a V&EG, for itis Retirement Plan v. UDS Financial Services, Inc.
FINRA 19-02354 Caribbean Investment Center, Inc. v. UBS Financial Services Inc.
FINRA 19-03122 Dr. Carlos M. Del Valle, individually for his IRA and as Tenant in Common with Ina Jetter, Ina Jetter for her individual account and for her IRA, and Manuel G. Del Valle Balaguer individually and IRA v. UBS Financial Services, Inc.
FINRA 19-03438 Carlos A. Tollinche Morales and Heidi Hanson v. UBS Financial Services, Inc.
FINRA 20-00088 Nelson Esteves v. UBS Financial Services, Inc.
FINRA 20-00171 Manuel B. Torres Naveira and Carmen M. Negron Caldero v. UBS Financial Services, Inc.
FINRA 21-00603 Pedro C. Roman Eyxarch v. UBS Financial Services, Inc.
FINRA 21-00756 Orlando Sandoval Muniz, Ginette M. Ruiz Otero, Camelia Sandoval Bou and Manuel E. Sandoval Bou v. UBS Financial Services, Inc., and Popular Securities, LLC
Jonathan Jason Brennan FINRA 20-04167 Vicente Baez Medero v. UBS Financial Services Incorporated of Puerto Rico, UBS Financial Services, Inc. MC-2021-66 18 de junio de 2021

Mayo

NOMBRE
DEL ABOGADO
NÚMERO DEL CASO PARTES NÚMERO DE
SOLICITUD
FECHA DE LA RESOLUCIÓN

David M. Orta

SJ2020CV01505

Ambac Assurance Corporation v. Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets, Inc., Goldman Sachs & Co., LLC, J.P. Morgan Securities, LLC, Morgan Stanley & Co., LLC, Oriental Financial Services, LLC; Popular Securities, LLC; Raymond James & Associates, Inc.; RBC Capital Markets LLC; Samuel A. Ramírez & Co., Inc., Santander Securities LLC; UBS Financial Services Inc. y UBS Securities LLC.

MC-2021-65

27 de mayo de 2021

Peter Sean Fruin

FINRA 19-02752

Amneris OMS Rivera, Héctor Troche OMS, Amneris Cristal Troche OMS, Coral del Mar Sandoval OMS, and Carole Sandoval OMS v. UBS Financial Services, Inc.

MC-2021-58

21 de mayo de 2021

Richard Jon Davis

FINRA 19-02752

Amneris Oms Rivera, Héctor Troche Oms, Amneris Cristal Troche Oms, Coral Del Mar Sandoval Oms, and Carole Sandoval Oms v. UBS Financial Services, Inc.

MC-2021-63

14 de mayo de 2021

FINRA 19-02800

Crucita Mulero Astacio and Osvaldo Sandoval Mulero v. UBS Financial Services, Inc.

Jonathan Jason Brennan

FINRA 19-01340

Antonio Suárez Pagani & Evan Cruz Hernández v. UBS Financial Services Incorporated of Puerto Rico, UBS Financial Services, Inc.

MC-2021-62

14 de mayo de 2021

FINRA 18-04233

Gladys M. Avilés Maldonado v. UBS Financial Services, Inc.

FINRA 19-01480

María I. Rivera Sánchez, individually, for her Retirement Plan, as Trustee for Fideicomiso Roberto Luis Colón Hernández, and José Guevara Fuertes, individually v. UBS Financial Services, Inc.

FINRA 19-01573

Ernesto Rodríguez Font v. UBS Financial Services, Inc.

FINRA 19-01722

David Cimino Scribner v. UBS Financial Services, Inc.

FINRA 19-03793

Ary R. Moll v. UBS Financial Services, Inc.

FINRA 19-03380

Rosa M. Lamas Martínez v. UBS Financial Services, Inc.

FINRA 20-00084

Miguel A. Morales v. UBS Financial Services, Inc. and Popular Securities, LLC

Grace Jackson Posey

FINRA 19-03206

The Estate of Gumersindo Rodríguez, as Tenant in Common with The Estate of Laddy Mangual v. UBS Financial Services, Inc.

MC-2021-61

14 de mayo de 2021

Carl Stanley Burkhalter

FINRA 19-00220

Elsa González Aponte, individually and for her retirement plan for which UBS Trust Co of PR serves as Trustee, and for her other retirement plan, and Jose Torres Correa, individually and for his retirement plan v. UBS Financial Services, Inc.

MC-2021-57

14 de mayo de 2021

FINRA 19-01761

Vivian Cestero de Casellas v. UBS Financial Services, Inc.

FINRA 19-01513

Candido Rivera Torres and Carmen Marty Rivera, as Tenants in Common v. UBS Financial Services, Inc.

Stephen R. Klaffky

FINRA 20-04164

Hilda Velez, individually and as heir to Isidro Velez Rodríguez v. UBS Financial Services, Inc.

MC-2021-55

14 de mayo  de 2021

FINRA 20-04213

Sergio Rodríguez Rosado v. UBS Financial Services, Inc.

FINRA 21-00687

Quintin Rivera Segarra, Enid Toro Torres and Quality and Reliable Services, Inc. v.  UBS Financial Services, Inc. and Santander Securities, LLC

Abril

NOMBRE
DEL ABOGADO
NÚMERO DEL CASO PARTES NÚMERO DE
SOLICITUD
FECHA DE LA RESOLUCIÓN
Jasmine Sabina Etesse Arbitraje privado Swiss Reinsurance America Corporation v. Intregrand Assurance Corporation MC-2021-39 27 de abril de 2021
David A.. Attisani Arbitraje privado Swiss Reinsurance America Corporation v. Intregrand Assurance Corporation MC-2021-38 27 de abril de 2021
Jean-Paul Jaillet Arbitraje privado Swiss Reinsurance America Corporation v. Integrand Assurance Corporation MC-2021-37 27 de abril de 2021
Robert E. Goldberg FINRA 18-01528 Raul Menendez v. UBS Financial Services, Inc. MC-2021-54 23 de abril de  2021
FINRA 18-02912 Edison Velez Rivera v. UBS Financial Services, Inc.
Richard Jon Davis FINRA 20-00813 Guillermo Colón Llop v. UBS Financial Services Incorporated of Puerto Rico and UBS  Financial Services, Inc. MC-2021-51 23 de abril de 2021
FINRA 20-02382
Julio Matías v. UBS Financial Services, Inc.
FINRA 19-02860
Elba Ramírez Acevedo as attorney in fact for Elba Acevedo Santana v. UBS Financial Services, Inc.
FINRA 20-02754
Caribe Capital Corp. v. UBS Financial Services, Inc.
FINRA 20-03476
Ivette Urgell v. UBS Financial Services Incorporated of Puerto Rico and UBS Financial Services, Inc.
FINRA 20-04021
Fernando Díaz Mediavilla v. UBS Financial Services, Inc.
FINRA 20-00981
Juan Penalberty Alvarado and María Rivera Ortiz, as Tenants in Common v. UBS Financial Services, Inc.
FINRA 19-02070
Jerónimo Lectora Irizarry and Laura R. Morales Fajardo v. UBS Financial Services, Inc.
FINRA 19-01416
Jesús Torres and Migdalia Soto, as Tenants           in Common v. UBS Financial Services, Inc.
FINRA 19-01568
Roberto Reina Valdés v. UBS Financial Services, Inc.
David M. Orta SJ2020CV06383 Financial Guaranty Insurance Company v. Merrill Lynch, Pierce, Fenner & Smith Incorporated; Citigroup Global Markets, Inc.; Goldman Sachs & Co., LLC; J.P. Morgan Securities, LLC; Morgan Stanley & Co., LLC; Oriental Financial Services, LLC; Popular Securities, LLC; Raymond James & Associates, Inc.; RBC Capital Markets LLC; Samuel A. Ramírez & Co., Inc.; Santander Securities LLC; UBS Financial Services Inc. y UBS Securities LLC MC-2021-53 19 de abril de 2021

Peter James Mougey

FINRA 20-03540

Manuel A. Velez Díaz and Equipos & Constructora RDV Inc. v. Popular Securities, LLC,

MC-2021-45

13 de abril de 2021

FINRA 20-03608

Carlos Diago Diago, et al. v. Popular Securities, LLC

FINRA 20-04021

Fernando Díaz Medavilla v. UBS Financial Services,

FINRA 20-04213

Sergio Rodríguez Rosado v. UBS Financial Services

FINRA 21-00338

Soledad Caeiro Menendez v. Popular Securities, LLC

Michael Carl Bixby

FINRA 20-03540

Manuel A. Velez Díaz and Equipos & Constructora RDV Inc. v. Popular Securities, LLC,

MC-2021-44

13 de abril de 2021

FINRA 20-03608

Carlos Diago Diago, et al. v. Popular Securities, LLC,

FINRA 20-04021

Fernando Díaz Medavilla v. UBS Financial Services

FINRA 20-04213

Sergio Rodríguez Rosado v. UBS Financial Services

FINRA 21-00338

Soledad Caeiro Menendez v. Popular Securities, LLC

FINRA 18-02216

Del Valle, et al. v. Santander Securities, LLC

FINRA 18-02228

Olmo, et al. y. Santander Securities LLC

Christopher D. Hampson

SJ-2019-CV-07932

National Public Finance Guarantee Corporation y MBIA Insurance Corporation v. UBS Financial Services Inc.; UBS Securities LLC;  Citigroup Global Markets, Inc.; Goldman Sachs & Co. LLC; J.P. Morgan Securities LLC; Morgan Stanley & Co. LLC; Merrill Lynch, Pierce, Fenner & Smith Inc.; RBC Capital Markets, LLC; y Santander Securities LLC

MC-2021-50

9 de abril de 2021

SJ-2020-CV-01505

Ambac Assurance Corporation v. Merrill Lynch, Pierce, Fenner & Smith Inc., Citigroup Global Markets Inc.; Goldman Sachs & Co. LLC; J.P. Morgan Securities LLC, formely known as J.P. Morgan Securities, Inc.; Morgan Stanley & Co. LLC; Samuel A. Ramírez & Co., Inc.; Raymond James & Associates, Inc.; and UBS  Financial Services, Inc.

SJ-2020-CV-06383

Financial Guaranty Insurance Company v. Merrill Lynch, Pierce, Fenner & Smith Inc.; Citigroup Global Markets Inc.; Goldman Sachs & Co. LLC; J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC; Oriental Financial Services LLC; Popular Securities LLC; Raymond James & Associates, Inc.; RBC Capital Markets LLC;  Samuel A. Ramirez & Co., Inc.; Santander Securities LLC; UBS Financial Services Inc.; y UBS Securities LLC

Dominick F. Evangelista

FINRA 18-04062

Jose Antonio Vazquez Hernandez v. Merrill Lynch, Pierce, Fenner & Smith Incorporated

MC-2021-48

8 de abril de 2021

FINRA 20-00376

Mr. Henry Mercado and Mrs. Lucy Calderón v. Merrill Lynch, Pierce, Fenner, Smith Incorporated

James Ormerod Heyworth

FINRA 18-02228

Julio Cruz Velázquez and Gloria E. Olmo Miranda; Gloria M. Cruz Olmo; Julio Cruz Olmo and Marta M. Sánchez and Cruz Auto v. Santander Securities LLC

MC-2021-46

5 de abril de 2021

Marzo

NOMBRE
DEL ABOGADO
NÚMERO DEL CASO PARTES NÚMERO DE
SOLICITUD
FECHA DE LA RESOLUCIÓN
Ivan Lionel Hand, III FINRA 19-01882 Héctor R. Feliciano Ramos for his IRA and his Rollover IRA v. UBS Financial Services, Inc.

MC-2021-43

30 de marzo de 2021

FINRA 19-01967 Ilka Ortiz Romero v. UBS Financial Services, Inc.
FINRA 20-00018 Luis Ortiz and Madelene Fernández v. UBS Financial Services, Inc., UBS Financial Services Incorporated of Puerto Rico
FINRA 19-01769 Elio Borges Cros and María E. Edrosa, as Tenants in Common v. UBS_Financial_Services, Inc.
Jennifer Marie Moore FINRA 19-02652 Carlos Galloza Negrón; Joane Bonilla Román and Constructor de Aguada, Inc. v. UBS Financial Services Inc. of Puerto Rico and UBS Financial Services, Inc.

MC-2021-42

30 de marzo de 2021

Richard Jon Davis FINRA 20-01932 Eduardo Bhatia v. UBS Financial Services, Inc.

MC-2021-35

24 de marzo de 2021

FINRA 19-01529 Milagros E. Perez, individually and Frances Milagros Perez, individually v. UBS Financial Services, Inc.,
FINRA 19-03032 Miguel Rios -Torres, as Beneficiary and on Behalf of Fideicomiso Rios -Lebron v. UBS Financial Services, Inc.; UBS Financial Services, Inc. of Puerto Rico and UBS Trust Company of Puerto Rico,
Shruti Jaishankar  FINRA 19-01476 Luis A. Díaz v. UBS Financial Services, Inc.

MC-2021-33

24 de marzo de 2021

FINRA 19-02306 Olga Polanco Pérez, et als. v. UBS Financial Services, Inc. et al.
Jonathan J. Brennan FINRA 19-02115 Maria Del R. Serrano and The Estate of Alfonso Serrano v. UBS Financial Services, Inc.

MC-2021-24

24 de marzo de 2021

FINRA 19-00053 Luis A. Gonzalez Reyes, for his IRA and as Tenants in Common with Brenda R. Oquendo Cartagena and Brenda R. Oquendo Cartagena, individually v. UBS Financial Services, Inc.
FINRA 19-00323 Leticia Del Pilar Reguero Colon, Pedro L. Reguero Colon and Rafael L. Reguero Colon as heirs of Pilar Reguero v. UBS Financial Services, Inc.
FINRA 19-01479 Alfonso E. Valdes Acevedo, individually and Maria Del Pilar Valdes Acevedo, individually v. UBS Financial Services, Inc. and Santander Securities, LLC.
FINRA 19-00198 Yara J. Diaz Silva, individually, Maria I. Diaz Silva individually, and Carmen Silva individually and as Joint Tenants with the Estate of Jorge A. Diaz v. UBS Financial Services, Inc.
FINRA 19-00778 Jose Ramirez Fas v. UBS Financial Services, Inc.
FINRA 19-01770 Pascual Normandia Sepulveda and Luz Delia de Jesus, as Tenants in Common v. UBS Financial Services, Inc.
FINRA 19-02134 Daniel Alejandro Tapia Santiago v. UBS Financial Services, Inc. and Santander Securities, LLC.
FINRA 19-02350 Angel Ortiz Ortiz and Ivonne Flores Ingles v. UBS Financial Services, Inc.
FINRA 19-02425 Mario Edmundo Velez Martinez v. UBS Financial Services, Inc.
FINRA 20-00022 Humberto Guzman Rodriguez and Jeneditch Perez v. UBS Financial Services, Inc., UBS Financial Services Incorporated of Puerto Rico
Stephen R. Klaffky FINRA 20-0853 Cooperativa de A/C Empleados Gerenciales AEE v. UBS Financial Services Incorporated of Puerto Rico

MC-2021-22

24 de marzo de 2021

Robert J. Dressel FINRA 20-02748 Ana M. González Rivera, et als. y. UBS Financial Services, Inc.

MC-2021-21

24 de marzo de 2021

Brad Eric Konstandt SJ-2019-CV-07932 National Public Finance Guarantee Corporation y MBIA Insurance Corporation v.  UBS Financial Services Inc.; UBS Securities LLC; Citigroup Global Markets, Inc.; Goldman Sachs & Co. LLC; J.P._Morgan Securities LLC; Morgan Stanley &_Co. LLC; Merrill Lynch, Pierce, Penner & Smith Inc.; RBC Capital Markets, LLC; y Santander Securities LLC

MC-2021-41

19 de marzo de 2021

SJ-2020-CV-01505 Ambac Assurance Corporation v. Merrill Lynch, Pierce, Fenner & Smith Inc., Citigroup Global Markets Inc.; Goldman Sachs & Co. LLC; J.P. Morgan Securities LLC, formely known as J.P. Morgan Securities, Inc.; Morgan Stanley & Co. LLC; Samuel A. Ramírez & Co., Inc.; Raymond James & Associates, Inc.; and UBS Financial Services, Inc.
SJ-2020-CV-06383 Financial Guaranty Insurance Company v. Merrill Lynch, Pierce, Fencer & Smith Inc.; Citigroup Globa1 Markets Inc.; Goldman Sachs & Co. LLC; J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC; Oriental Financial Services LLC; Popular Securities LLC; Raymond James & Associates, Inc. RBC Capital Markets LLC; Samuel A. Ramirez & Co., Inc.; Santander Securities LLC; UBS Financial Services Inc.; y UBS Securities LLC
Michael Barry Carlinsky SJ2020CV01505 Ambac Assurance Corporation v. Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets, Inc., Goldman Sachs & Co., LLC, J.P. Morgan Securities, LLC, Morgan Stanley & Co., LLC, Oriental Financial Services LLC; Popular Securities LLC; Raymond James & Associates, Inc.; RBC Capital Markets LLC; Samuel A. Ramírez & Co., Inc., Santander Securities LLC; UBS Financial Services, Inc. and UBS Securities LLC

MC-2021-40

19 de marzo de 2021

Deborah Rachel Sands FINRA 18-02228 Julio Cruz Velázquez, et al. v. Santander Securities LLC

MC-2021-34

11 de marzo de 2021

Kurtis Jay Keefer SJ2020CV04397 Mapfre Praico Insurance Company v. Casa Grande Interactive Communications, Inc., et al.

MC-2021-26

11 de marzo de 2021

Francesca Eva Brody FINRA 18-02228 Julio Cruz Velázquez, et al. v. Santander Securities LLC,

MC-2021-29

8 de marzo de 2021

Suzanne Marguerite Salgado SJ-2018CV03958 The Commonwealth of Puerto Rico v. Cardinal Health, Inc., et al.

MC-2020-134

8 de marzo de 2021

Melinda Kimberlee Johnson SJ-2018CV03958 The Commonwealth of Puerto Rico v. Cardinal Health, Inc., et al.

MC-2020-133

8 de marzo de 2021

Lance William Waters FINRA 20-02220 Gregorio E. Terc Soto, MD Individually and on Behalf of his Profit -Sharing Plan v. UBS Financial Services, Inc. and UBS Financial Services Incorporated of Puerto Rico MC-2021-31 5 de marzo de 2021
FINRA 20-03894 Agnes B. Seda and Dr. José E. Najul v. UBS Financial Services Incorporated of Puerto Rico and UBS Financial Services, Inc.
FINRA 21-00176 Cecilia Reyes v. UBS Financial Services, Inc. and UBS Financial Services Incorporated of Puerto Rico
Viviana Helen Aldous FINRA 20-03400 Wilson Rivera Ortiz, Nancy Feliciano, William Feliciano Feliciano and Mayra Ramos Feliciano v. UBS Financial Services Incorporated of Puerto Rico MC-2021-30 5 de marzo de 2021
FINRA 20-04164 Hilda Vélez, Individually and as heir to Isidro Vélez Rodríguez v. UBS Financial Services, Inc.
FINRA 20-04213 Sergio Rodríguez Rosado v. UBS Financial Services, Inc.
Richard Jon Davis FINRA 19-02088 Eugenia Fidalgo Gutiérrez, Mercedes Fidalgo Gutiérrez, and the Fidalgo Gutiérrez Holding Corp. v. UBS Financial Services, Inc., UBS Financial Services Incorporated of Puerto Rico MC-2021-28 5 de marzo de 2021
Viviana Helen Aldous FINRA 20-02606 The Estate of Haydee Ruiz Cruz and Marisol Rivero Ruiz, Individually and as Representative of the State v. UBS Financial Services Incorporated of Puerto Rico and UBS Financial Services, Inc. MC-2021-27 4 de marzo de 2021
Randi Perry Spallina FINRA 16-02127 Mariano González Diez and Gladys Carbonell Mamery v. UBS Financial Services Incorporated of Puerto Rico and UBS Financial Services Inc. MC-2021-23 4 de marzo de 2021
Robert B. Tannenbaum SJ2019CV13090 (906) Government of PR v. Walgreens Boots Alliance, Inc.; Walgreen Co. and Walgreen of PR, Inc. MC-2021-19 3 de marzo de 2021

Febrero

NOMBRE
DEL ABOGADO
NÚMERO DEL CASO PARTES NÚMERO DE
SOLICITUD
FECHA DE LA RESOLUCIÓN
Leonel Peraza, Jr. FINRA  16-02127 Mariano González Diez, et al. v. UBS Financial Services Incorporated of Puerto Rico, et al. MC-2021-18 23 de febrero de 2021
Richard Jon Davis FINRA 20-00762 Cooperativa de Ahorro y Crédito Familiar Progresista v. UBS Financial Services Incorporated of Puerto Rico MC-2021-16 23 de febrero de 2021
FINRA 19-00536 Reinaldo Cabanillas, individually and as Beneficiary of the Reinaldo Cabanillas Retirement Plan v. UBS Financial Services, Inc.
FINRA 19-00396 Cooperativa de Ahorro y Crédito Medicoop v. UBS Financial Services Incorporated of Puerto Rico
FINRA 19-02977 Jaime Munet, Conjugal Partnership Munet-Colon v. UBS Financial Services, Inc., et al.
FINRA 19-01184 Cooperativa de Ahorro y Crédito de Yauco v. UBS Financial Services Incorporated of Puerto Rico
FINRA 19-01496 Cooperativa de Ahorro y Crédito del Colegio de Ingenieros y Agrimensores de Puerto Rico v. UBS Financial Services Incorporated of Puerto Rico
FINRA 20-01627 Julio H. Marquez Pagán, et al. v. UBS Financial Services, Inc.
Kayla Allison Feld SJ-2020-CV-06383 Financial Guaranty Insurance Company v. Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets, Inc., Goldman Sachs & Co., LLC, J. P. Morgan Securities, LLC Morgan Stanley & Co., LLC, Oriental Financial Services LLC, Popular Securities LLC, Raymond James & Associates, Inc. RBC Capital Markets LLC, Samuel A. Ramirez & Co., Inc., Santander Securities LLO, UBS Financial Services, Inc., and UBS Securities LLC MC-2021-20 22 de febrero de 2021
Robert B. Tannenbaum SJ-2019-CV-13090 Government of PR v. Walgreens Boots Alliance, Inc.: Walgreen Co. and Walgreen of PR, Inc. MC-2021-19 22 de febrero de 2021
Jeffrey Lewis Raizner FA-2019-CV-01093 Consejo de Titulares del Condominio Costa Esmeralda v. MAPFRE PRAICO, Ins. Co. MC-2021-15 22 de febrero de 2021
Bradley Boone Rounsaville FINRA 17-01629 Rubén Díaz Rodríguez and Rosa Torres Rosado v. UBS Financial Services Incorporated of Puerto Rico and UBS Financial Services, Inc. MC-2021-14 22 de febrero de 2021
Matthew Scott Edinger FINRA 19-00536 Reinaldo Cabanillas, Individually and as Beneficiary of The Reinaldo Cabanillas Retirement Plan v. UBS Financial Services, Inc. MC-2021-13 22 de febrero de 2021
FINRA 19-02081 Luis F. Fernández Pérez, Elba Guzmán Guzmán and César E. Fernández Guzmán v. UBS Financial Services, Inc.
FINRA 18-03678 Francisco R. Aponte Rivera, Individually, and Luis E. Aponte, Carlos M Aponte, Francisco R. Aponte and Milagros T. Aponte, Tenn. in Comm. v. UBS Financial Services, Inc.
FINRA 19-01878 Luis Ángel Cruz Cruz and Ángel R. Cruz Colón v. UBS Financial Services, Inc.
FINRA 19-01981 Cruz Nereida Cabán, individually and as Tenants in Commom with Pedro E. Hernández Vega and Hilda Hernández De Saavedra, individually v. UBS Financial Services, Inc.
FINRA 19-02116 John A. Regis, Jr and Fast Food Management, Inc. v. UBS Financial Services, Inc.
FINRA 19-02380 Herson E. Morales Sosa, individually and as Tenants in Common with Edna Irizarry Beiso, Edna Rosario Irizarry Beiso, individually, and Johanna M. Morales individually v. UBS Financial Services, Inc.
FINRA 19-03831 Rodolfo E. Criscuolo Morales and Carmen L. Carie v. UBS Financial Services Incorporated of Puerto Rico and UBS Financial Services, Inc.
Gregory Nathaniel Wolfe SJ-2019-CV-07932 National Public Finance Guarantee Corporation y MBIA Insurance Corporation v. UBS Financial Services, Inc.; UBS Securities LLC; Citigroup Global Markets, Inc.; Goldman Sachs & Co., LLC; J.P. Morgan Securities LLC; Morgan Stanley & Co. LLC: Merrill Lynch, Pierce, Fenner & Smith, Inc.; RBC Capital Markets LLC; y Santander Securities LLC MC-2021-12 22 de febrero de 2021
Peter G. Neiman SJ-2020-CV-06383 Financial Guaranty Insurance Company v. Merrill Lynch, Pierce, Fenner & Smith Inc.; Citigroup Global Markets Inc.; Goldman Sachs & Co. LLC; J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC; Oriental Financial Services LLC; Popular Securities LLC; Raymond James & Associates, Inc.; RBC Capital Markets LLC; Samuel A. Ramírez & Co., Inc.; Santander Securities LLC; UBS Financial Services, Inc.; y UBS Securities LLC MC-2021-11 22 de febrero de 2021
Ross E. Firsenbaum SJ-2020-CV-06383 Financial Guaranty Insurance Company v. Merrill Lynch, Pierce, Fenner & Smith Inc.; Citigroup Global Markets Inc.; Goldman Sachs & Co. LLC; J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC; Oriental Financial Services LLC; Popular Securities LLC; Raymond James & Associates, Inc.; RBC Capital Markets LLC; Samuel A. Ramírez & Co., Inc.; Santander Securities LLC; UBS Financial Services, Inc.; y UBS Securities LLC MC-2021-10 22 de febrero de 2021
Sala Soto FINRA 16-02127 Mariano González Diez and Gladys Carbonell Mamery v. UBS Financial Services Incorporated of Puerto Rico and UBS Financial Services, Inc. MC-2021-8 22 de febrero de 2021
Grace Jackson Posey FINRA 20-02814 María E. Narváez Rivera, María E. Narváez Rivera MD Retirement Plan Trust, Menr Medical Services, Menr Investment Corp., Gloria A. Acevedo Rivera, Gaed Investment, Inc. and María de las A. Vilar Pastrana v. UBS Financial Services, Inc. MC-2021-5 22 de febrero de 2021
FINRA 20-04221 Andrés J. Calvo and Yolega N. Díaz v. UBS Financial Services, Incorporated of Puerto Rico and UBS Financial Services, Inc.
FINRA 19-03645 Lourdes Alvarado Landazyry v. UBS Financial Services, Inc.
FINRA 19-03371 Mara Maldonado López v. UBS Financial Services, Inc.
FINRA 19-04445 Carmen Ayoroa Santaliz, individually and Roberto Muñoz Arill as Tenants in Comm. with Laura R. Ayoroa v. UBS Financial Services, Inc.
FINRA 19-01123 Dennis Vélez Echevarría v. UBS Financial Services, Inc.
Dominick F. Evangelista FINRA 18-02474 Ivelisse Berdeguer-Rivera v. Merrill Lynch, Pierce, Fenner & Smith, Inc. MC-2021-17 11 de febrero de 2021
Peter Evan Calamari SJ-2020-CV-06383 Financial Guaranty Insurance Company  v. Merrill Lynch Pierce, Fenner & Smith Incorporated, Citigroup Global Markets, Inc., Goldman Sachs & Co., LLC, J. P._Morgan Securities, LLC Morgan Stanley & Co., LLC, Oriental Financial Services LLC, Popular Securities LLC, Raymond James & Associates, Inc. RBC_Capital Markets LLC, Samuel A. Ramirez & Co., Inc., Santander Securities LLC, UBS Financial Services, Inc., and UBS Securities LLC MC-2021-6 4 de febrero de 2021
Melissa A. Rose Heidelberg BY-2019-CV-05160 Departamento de Corrección y Rehabilitación v. Mapfre Praico Insurance Company  MC-2021-3 4 de febrero de 2021
Sarah Kathyn Yates FINRA 20-03021 Héctor J. González  v. Merrill Lynch, Pierce, Fenner and Smith, Inc. MC-2020-129 4 de febrero de 2021
William Scott Grecco FINRA 19-01630 Manuel G. Díaz v. National Financial Services LLC MC-2021-7 1 de febrero de 2021

Enero

NOMBRE
DEL ABOGADO
NÚMERO DEL CASO PARTES NÚMERO DE
SOLICITUD
FECHA DE LA RESOLUCIÓN
Peter Sean Fruin FINRA 19-01324 Marcos A. Medina Ocasio and María D. Ortiz Rivera v. UBS Financial Services, Inc. MC-2020-138 25 de enero de 2021
FINRA 19-02088 Eugenia Fidalgo Gutierrez, Mercedes Fidalgo Gutierrez and the Fidalgo Gutierrez Holding Corp. v. UBS Financial Services, Inc., UBS Financial Services of Puerto Rico, Inc.
David J. Libowski FINRA 20-00376 Mr. Henry Mercado and Mrs. Lucy Calderón v. Merrill Lynch, Pierce, Fenner & Smith Incorporated MC-2020-131 25 de enero de 2021
David J. Libowski FINRA 20-00761 Cooperativa de Ahorro y Crédito Familiar Progresista v. Merrill Lynch, Pierce, Fenner & Smith Incorporated MC-2021-1 25 de enero de 2021
FINRA 20-00673 Cooperativa de Ahorro y Crédito Cristobal Rodríguez Hidalgo v. Merrill Lynch, Pierce, Fenner & Smith Incorporated
Kathleen Shields O’Bernie MT-2020-CV-00224 Municipio Autónomo de Manatí v. Triple S. Propiedad, Inc. MC-2021-4 22 de febrero de 2021 19 de enero de 2021
Jorge Mentor Altamirano FINRA 19-00097 Manuel Diaz v. Santander Securities LLC MC-2020-127 14 de enero de 2021
Ross E. Firsenbaum SJ-2019-CV-07932 National Public Finance Guarantee Corporation y MBIA Insurance Corporation v. UBS Financial Services Inc.; UBS Securities LLC; Citigroup Global Markets, Inc.; Goldman Sachs & Co. LLC; J.P. Morgan Securities LLC; Morgan Stanley & Co. LLC; Merrill Lynch, Pierce, Fenner & Smith Inc.; RBC Capital Markets, LLC; y Santander Securities LLC MC-2020-99 14 de enero de 2021
Peter G. Neiman SJ-2019-CV-07932 National Public Finance Guarantee Corporation y MBIA Insurance Corporation v. UBS Financial Services Inc.; UBS Securities LLC; Citigroup Global Markets, Inc.; Goldman Sachs & Co. LLC; J.P. Morgan Securities LLC; Morgan Stanley & Co. LLC; Merrill Lynch, Pierce, Fenner & Smith Inc.; RBC Capital Markets, LLC; y Santander Securities LLC MC-2020-97 14 de enero de 2021